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UBS Financial YES Program High Risks and Conflicts of Interest Complaint

December 5, 2021

This class action brings suit against UBS Financial Services, Inc. for its Yield Enhancement Strategy (YES) program. The complaint makes several allegations, including that UBS concealed that the potential risks of the program were larger than the potential gains, that the accounts enabled UBS to double-dip on fees, and that UBS had a conflict of interest because it made more when customers lost money.

Case Event File: UBS Financial YES Program High Risks and Conflicts of Interest Complaint

Related to: UBS Financial YES Program High Risks and Conflicts of Interest Class Action